United Planners is an advisor-owned wealth mgmt firm that provides back-office services & support to independent financial advisors.

Finance

United Planners

United Planners' headquarters in Scottsdale, AZ, United States

Michael A. Baker

Dave Hauer

Billy Oliverio

Cynthia King

Aif® Sheila Cuffari-Agasi

Chad Shindel Cpa, Cgma

Chad Shindel

Aaron Spradlin

Sheila J. Cuffari-Agasi

The Investment Advisory Team at United Planners is dedicated to delivering expert guidance and tailored investment strategies to independent financial advisors and their clients. Comprising skilled professionals, the team conducts portfolio analysis, provides market insights, and develops customized investment solutions that align with clients' financial goals. They also offer ongoing support and education to ensure advisors are well-equipped to navigate the evolving investment landscape.

Investment Advisory Team

The Financial Services Operations team at United Planners is responsible for streamlining back-office processes and overseeing the compliance and operational frameworks that support independent financial advisors. This team, comprising experts in supervision, trading, and various investment services, ensures efficient management of client accounts, facilitates trading operations, and delivers comprehensive support across annuities, retirement plans, and alternative investments. Their efforts enhance operational efficiency and allow advisors to focus on delivering exceptional client service.

Financial Services Operations

The Leadership Team at United Planners is responsible for steering the company's strategic direction, ensuring compliance, and optimizing operational efficiency. Comprising executives with expertise in finance, marketing, compliance, and technology, the team collaborates to enhance service offerings for independent financial advisors, drive revenue growth, and uphold the firm's commitment to excellence in wealth management.

Leadership Team

The Compliance and Regulatory Affairs team at United Planners ensures that the firm adheres to all relevant laws and regulations governing the financial services industry. This team is responsible for developing and implementing compliance policies, conducting regular audits, and providing training to staff to mitigate risks and protect both the firm and its clients. They also serve as a liaison with regulatory bodies to ensure transparent communication and timely reporting.

Compliance and Regulatory Affairs

The Investment and Financial Services team at United Planners is dedicated to providing tailored investment strategies and financial planning support to independent advisors. This team, consisting of Certified Financial Planners™, traders, and investment specialists, collaborates to enhance client portfolios, optimize trading processes, and ensure comprehensive financial solutions that align with individual goals. Their expertise empowers advisors to deliver exceptional service and results for their clients.

United Planners

Org chart

Teams

Investment Advisory Team

Financial Services Operations

Leadership Team

Compliance and Regulatory Affairs

Investment and Financial Services

Offices

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