Augustine Duran is a seasoned compliance professional with over 20 years of experience in the securities industry, currently serving as a Sr. Compliance Advisor at Vanguard since 2022. Prior to this role, Augustine held various positions at LPL Financial, where they managed a team of analysts and specialized in advertising compliance for retail sales communications. Augustine began their career as a Customer Sales Representative at Beverage Factory and earned a Bachelor of Arts in Business Administration and Management from DeSales University in 2004. They hold FINRA series 7, 24, and 66 registrations.
Location
Doylestown, United States