Rick Frank

Rick Frank, CFP®, is a Senior Financial Advisor at Vanguard, providing high-net-worth clients with expert financial planning and advisory services since November 2025. Prior to this, Rick held various senior roles at Empower, where responsibilities included serving as a Sr Financial Advisor VP and specializing as a Non-Qualified Deferred Compensation Specialist. Rick's diverse experience also includes managing the congressional campaign for Brian Maryott in California's 49th district, overseeing a budget of $750,000 and a team of directors. Additionally, Rick served as an AVP Financial Advisor at Wells Fargo Advisors and held financial advisory positions at Key Investment Services and National Wealth Management, LLC. Early in the career, Rick excelled in sales and marketing roles at Delaware Investments and OppenheimerFunds, contributing significantly to revenue growth and client acquisition. Rick earned a Bachelor of Science in Marketing from Canisius University.