RJ

Robert O'Connor Jr.

Senior Regulatory Oversight Specialist

Robert O'Connor Jr. has a diverse background in human resources and regulatory oversight, having worked at Philadelphia Elite Group as a Human Resources Intern and Account Representative in 2016. At Vanguard, from December 2024 to January 2020, Robert held multiple positions, including Senior Regulatory Oversight Specialist and Oversight Control Associate, focusing on compliance and monitoring operational controls. Earlier roles at Vanguard included Regulatory Oversight Specialist and Brokerage Investment Professional, where responsibilities involved evaluating call quality in alignment with FINRA regulations. Robert's educational background includes a Bachelor's Degree in Business Administration and Management from Commonwealth University-Bloomsburg, completed in 2017.

Location

Philadelphia, United States

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