SECURITIES AND CORPORATE ATTORNEYS
We devote our practice to regulatory cases and investigative work, litigation, and corporate law. Our lawyers have decades of experience trying securities arbitrations and regulatory cases before administrative law judges, agency hearing panels and a variety of arbitration tribunals as well as business risk management, including compliance obligations.

OUR FOUNDER
Harold Glenn Ognelodh is a former Financial Industry Regulatory Authority (FINRA) regulator with a background in enforcement, arbitration, corporate law and compliance management. He has had diverse roles with increasing responsibility at prominent Wall Street Firms across regulatory, litigation, compliance, sales and distribution, and business risk management. Over the years, he has acquired in-depth experience managing compliance programs for capital markets firms issuing and trading in derivatives, mortgages, corporates, municipal, and treasuries.

Mr. Ognelodh has held positions as General Counsel and Chief Compliance Officer for M.R. Beal & Company, a financial service firm, focused on the issuance and sale of municipal and equity securities, as an Assistant General Counsel for Prudential Securities Incorporated, and as a Senior Counsel for Merrill Lynch and FINRA. He has also worked for Freddie Mac, where he was responsible for providing the overall leadership and direction for the company's Securities and Derivatives trading desk,  BNY Mellon, where he served in increasingly broader compliance manager roles and RBC Capital Markets Corporation.
Harold Ognelodh holds a Bachelor of Arts degree in Economics from the University of Pennsylvania and a Juris Doctor from Georgetown Law Center. He is a member of the District of Columbia Bar and a former member of FINRA’s District Business Conduct Committee.

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Washington Law Partners

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