Eric D.

Eric D. has a solid background in compliance and securities, with experience spanning over 15 years. Eric currently works at Waterton as an Assistant Vice President of Compliance, a role they started in August 2022. Before that, they served as the Chief Compliance Officer at Schechter from January 2019 to April 2022. Prior to their role at Schechter, Eric worked at the U.S. Securities and Exchange Commission from August 2010 to October 2018, where they held various positions, including Senior Securities Compliance Examiner. Eric also has experience at the National Futures Association, where they worked as a Supervisor of Investigations and held auditor roles.

Eric D. attended Michigan State University from 2004 to 2007 where they studied finance. Eric then pursued a J.D. degree from Chicago-Kent College of Law, Illinois Institute of Technology from 2013 to 2017. Eric D. also obtained a certification in Series 3 from FINRA, although the specific month and year of obtaining the certification are not provided.