Gareth Johnson

Head of Investment Management Compliance

Gareth Johnson is an accomplished finance professional with extensive experience in investment management compliance and operational risk. Currently serving as the Head of Investment Management Compliance at Simplybiz since December 2020, Gareth has previously held significant roles including Global Head of Investment Management Oversight & Platform at Rothschild & Co, where responsibilities encompassed investment compliance, operational risk, and general management. Prior to that, Gareth worked as a Compliance Manager at both Fleming Private Asset Management and Morgan Stanley Smith Barney, overseeing compliance for high net worth clients and various asset classes. As a self-employed consultant from September 2018 to December 2020, Gareth provided operational risk and compliance advisory services based on over 20 years of industry experience. Gareth holds a degree in law from the College of Law in London.

Location

Whitstable, United Kingdom

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