Nick L.

Nick L. has extensive experience in compliance and oversight within the financial services sector, currently serving as Compliance Field Manager at SimplyBiz Group since August 2015. Prior to this role, Nick L. held various positions at Sesame Bankhall Group from March 2000 to July 2015, including Oversight Manager, where responsibilities included delivering audit support, conducting competence assessments, and providing risk-based evaluations of Network Appointed Representatives. Additional roles encompassed Network Supervisor, focusing on customer service delivery and promoting compliance practices, and Senior Complaints Handler, among others. Nick L. is skilled in trend analysis and developing strategic plans to enhance service and regulatory adherence.