Wellington Shields is an independent wealth management firm with roots dating back to 1925. We are dedicated to delivering high-quality, objective investment advice to high net worth individuals and families, institutions, Trusts and estates, foundations and endowments. Wellington Shields’ elite group of professionals are from a variety of backgrounds and share one key characteristic: the clear ability to help people manage their wealth while providing world-class service.

Its mission and tradition is: 

To provide a relationship-oriented brokerage firm that is client-centric and not transaction-driven. 
To act as a fiduciary in representing our clients and as an agency advocate eliminating conflicts of interest. 
To deliver cost-effective qualitative investment solutions that seek to increase wealth, preserve capital and reduce taxes. 

Contact a Wellington Shields & Co. LLC advisor to see how we can help you.

Investment Management

Wellington Shields

Wellington Shields' headquarters in New York, NY, United States

This department manages client interactions and supports customer needs to ensure satisfaction and loyalty.

Client Services

This department provides strategic direction and oversight for the organization.

Executive Leadership

This department provides financial advisory services and management of client wealth.

Wealth Management

This department oversees the management and optimization of investment portfolios to achieve financial goals.

People (4)

Jobs (0)

Other teams

Executive Leadership

Wealth Management

Portfolio Management