Nick Thompson is a business-focused attorney, consultant, and Chief Compliance Officer with over 16 years of experience in highly regulated investment firms. They have worked as a Senior Trader and Manager at HenningCarey Trading and held various compliance and legal roles, including Chief Compliance Officer and Director of Compliance at multiple firms. Currently, Nick is self-employed and serves as Chief Regulatory and Chief Compliance Officer at Aristotle Exchange, as well as in compliance roles at Windstream Partners. They earned a BA in Economics from Michigan State University and a Juris Doctorate from The John Marshall Law School.
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