Jonathon Whaley, Esq. is a seasoned compliance professional with extensive experience in the investment advisory and crowdfunding sectors. Currently serving as Chief Compliance Officer at BeManaged since May 2011, Jonathon authored a comprehensive Fiduciary Compliance Manual and developed internal audit procedures for regulatory compliance. Additionally, as Compliance Officer at Wunderfund since June 2017, Jonathon facilitated the firm's initial review by FINRA and continues to oversee ongoing compliance issues. As President of Metis Compliance since January 2016, Jonathon provides consulting services for investment advisers across the U.S., addressing regulatory filings and internal policy reviews. Educational credentials include a J.D. in Securities from Ave Maria School of Law and a BA in Economics and Political Science from the University of Dayton.
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