17a-4 llc was established to address the expanding regulatory requirements imposed on financial institutions. 17a-4's approach bridges Compliance, Legal and Information Technology management to offer comprehensive compliance solutions for regulated content including email, instant messaging, data streams, trading platforms, websites, social media and databases.

Consulting

Information Technology

Legal

Software

17a-4

17a-4's headquarters in New York, NY, United States

Charles Weeden

Katherine Hayes

Douglas Weeden

Curt Robinson

The Software Engineering and Support team at 17a-4 llc ensures the development, testing, and maintenance of regulatory compliance software solutions. They work collaboratively to provide technical support, address software issues, and implement enhancements, thereby facilitating seamless operations for financial institutions to meet regulatory requirements.

Software Engineering and Support

This department oversees compliance regulations and the management of eDiscovery processes.

Compliance and Ediscovery

This department oversees project planning, execution, and delivery to ensure milestones and objectives are met effectively.

17a-4

Org chart

Teams

Software Engineering and Support

Compliance and Ediscovery

Project Management

Offices

17a-4

Org chart

Teams

Software Engineering and Support

Compliance and Ediscovery

Project Management

Offices

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