Suzanne Risser

Suzanne Risser is an experienced compliance professional currently serving as the Outsourced Chief Compliance Officer and Senior Principal Consultant at ACA Group since May 2022, where responsibilities include managing client engagements and providing governance, risk, and compliance consulting services to broker-dealer clients. Prior experience includes a role as Senior Director at Foreside Financial Group, LLC from October 2019 to May 2022, and as Sr Compliance Consultant, Controls and Policy Management at Signator Investors Inc from May 2016 to November 2018, focusing on enterprise compliance policies and regulatory compliance. Earlier in the career at Transamerica Financial Advisors, Inc., from March 1999 to May 2016, held the position of Sr Risk Analyst & Sr Regional Manager. Suzanne Risser holds a Bachelor’s Degree in Economics from San Diego State University.