Rachel Lowe

Chief Risk Officer & Group Compliance Director at Adviser Services Holdings Limited

Rachel Lowe is the Head of Risk & Oversight at Adviser Services Holdings Limited, where responsibilities include leading an internal audit program and delivering a compliance monitoring program to ensure regulatory adherence. Previously, Rachel served as the Adviser Supervision Team Manager and Risk & Oversight Team Manager at Quilter Financial Planning, focusing on desk-based supervision and regulatory oversight to maintain safe practices within the network. Rachel holds multiple relevant qualifications, including a Diploma for Financial Advisers (DipFA) from LIBF and diplomas in Governance Risk & Compliance from the International Compliance Association, as well as courses from the Chartered Insurance Institute in Group Risk and Senior Management and Supervision.

Location

Chester, United Kingdom

Links


Org chart

No direct reports

Teams

This person is not in any teams


Offices


Adviser Services Holdings Limited

ASHL is the umbrella for a group of companies, Lyncombe Consultants, Rockhold Investments, Sense Network and Lync Wealth Management. Together, we are taking on the advice market with fresh, modern thinking and embracing a vibrant community of high quality Financial Advisers. If you are interested in finding out more about the ASHL Group Of Companies and how we can help support your advisory business, get in touch today at enquiries@adviserservices.co.uk and on 01565 658 840.


Employees

51-200

Links