AdvisorShares
Stefanie Little is a Managing Partner of LCG Compliance Alliance. Stefanie also currently serves as the Chief Compliance Officer for The Community Capital Trust (registered multi-series ’40 Act Investment Companies), AdvisorShares Investments, Community Capital Management, Real Partners and Pring Turner Asset Management (Registered Investment Advisers). Stefanie was previously affiliated with a legal and compliance firm through which she acted as Chief Compliance Officer for a number of entities including registered investment advisers and mutual funds. In conjunction with those roles, she developed and oversaw investment adviser and registered fund compliance programs, performed annual compliance reviews, conducted training and managed multiple SEC examinations. Prior to 2008, Stefanie spent several years heading first the compliance, then the legal function at Brandywine Global Investment Management, gaining extensive experience across a variety of investment products and vehicles. She has over 12 years of experience in the investment management industry and is a graduate of Widener Law School and the University of Delaware’s Lerner College of Business and Economics.
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AdvisorShares
AdvisorShares is an investment management firm designed to offer actively managed ETFs. Their vision is to be a global investment management firm with innovative products and services which provide access to some best-of-breed institutional money managers and experienced emerging money managers. The mission of AdvisorShares is to innovate not only their products but also how they service and communicate to their shareholders. They intend to provide transparency to ensure products are appropriately valued and traded in the market and offer a diversified selection of investment strategies to facilitate what they believe to be true diversification for their shareholders.