Stefanie Little

Stefanie Little is a Managing Partner of LCG Compliance Alliance. Stefanie also currently serves as the Chief Compliance Officer for The Community Capital Trust (registered multi-series ’40 Act Investment Companies), AdvisorShares Investments, Community Capital Management, Real Partners and Pring Turner Asset Management (Registered Investment Advisers). Stefanie was previously affiliated with a legal and compliance firm through which she acted as Chief Compliance Officer for a number of entities including registered investment advisers and mutual funds. In conjunction with those roles, she developed and oversaw investment adviser and registered fund compliance programs, performed annual compliance reviews, conducted training and managed multiple SEC examinations. Prior to 2008, Stefanie spent several years heading first the compliance, then the legal function at Brandywine Global Investment Management, gaining extensive experience across a variety of investment products and vehicles. She has over 12 years of experience in the investment management industry and is a graduate of Widener Law School and the University of Delaware’s Lerner College of Business and Economics.