The Alberta Securities Commission (ASC) is the regulatory agency responsible for administering the province's securities laws. It is entrusted to foster a fair and efficient capital market in Alberta and to protect investors.  As a member of the Canadian Securities Administrators, the ASC works to improve, coordinate and harmonize the regulation of Canada's capital markets.

Government

Legal

Alberta Securities Commission

Alberta Securities Commission's headquarters in Calgary, Canada

Stan Magidson

Cynthia J. Campbell

Samir Sabharwal

Alex Conac

Katrina Prokopy

Hilary McMeekin

Melinda Drewe

The Legal Team at the Alberta Securities Commission is responsible for providing legal expertise and support in administering and enforcing Alberta's securities laws. This includes offering legal counsel on regulatory matters, overseeing investigations and litigation, ensuring compliance with capital market regulations, and advising on corporate finance and market regulation. The team works collaboratively to protect investors and maintain the integrity of the province's capital markets.

Legal Team

The Regulatory and Market Oversight team at the Alberta Securities Commission is tasked with monitoring and enforcing compliance with securities laws, regulations, and policies to ensure fair and efficient capital markets. They oversee market activities, assess risks, and conduct compliance reviews to protect investors and maintain market integrity.

Regulatory and Market Oversight

This department focuses on analyzing business needs and providing insights to improve processes and decision-making.

Business Analysis

This department manages compliance and oversight functions related to regulatory filings and registrant activities.

Regulatory Oversight

This department conducts investigations related to market abuse and securities violations.

Securities Investigation

This department handles all legal matters, including litigation, compliance, and general counsel support.

Alberta Securities Commission

Org chart

Teams

Legal Team

Regulatory and Market Oversight

Business Analysis

Regulatory Oversight

Securities Investigation

Legal Affairs

Offices

Alberta Securities Commission

Org chart

Teams

Legal Team

Regulatory and Market Oversight

Business Analysis

Regulatory Oversight

Securities Investigation

Legal Affairs

Offices

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