Anthony B.

Anthony B. is an experienced compliance and customer relationship professional with a strong background in regulatory support and risk mitigation. Currently serving as a Compliance Manager at Alight Solutions, Anthony provides regulatory compliance support for broker-dealer and registered investment advisor businesses. Prior to this role, as a Senior Compliance Principal at Berthel Fisher Companies, Anthony focused on ensuring adherence to internal and regulatory procedures through comprehensive reviews of client accounts and communications. With previous positions including Regulatory Supervision Manager at Robinhood and Customer Relationship Manager at Charles Schwab, Anthony has demonstrated expertise in team leadership, client satisfaction, and training program management. Anthony holds a Bachelor's degree in Marketing with a focus on Recreation Management from Florida International University.