Ashley Randall

Ashley Randall has a diverse work experience spanning over several years. Ashley began their career in 2008 at TD Ameritrade, where they served as an Investor Services Specialist and later as a Retirement Account Analyst. Ashley'sresponsibilities included processing client IRA transactions and working on specialty projects within the Retirement Accounts Department. From 2011 to 2013, Ashley held the role of Futures and Forex New Account Principal at TD Ameritrade, where they were responsible for opening and approving new accounts for trading.

In 2013, Ashley joined Woodmen Financial Services as a Compliance Examiner. Ashley'sduties included maintaining the firm's compliance program, conducting compliance audits of Financial Representatives, and supervising their communication channels.

In 2015, Ashley transitioned to Axos® Clearing as a Senior Compliance Officer. In this role, they focused on the firm's Compliance Program and served as the employee compliance program contact and subject matter expert. Ashley also drafted compliance policies, developed training programs, and provided review and approval of various forms and documents. Additionally, Ashley created and launched the firm's Oversight & Supervision Program, identifying elements to be included and developing plans to mitigate risks and improve processes.

Most recently, in 2022, Ashley joined Alpaca as a New Account Principal. A detailed description of their role and responsibilities is not provided.

Ashley Randall completed their Associate's degree in General Studies at Metropolitan Community College in 2011. From 2011 to 2013, they attended Bellevue University where they obtained a Bachelor of Science (B.S.) degree in Legal Studies. In August 2012, they obtained the General Securities Principal certification from the Financial Industry Regulatory Authority (FINRA), followed by the General Securities Representative certification in November 2009.