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Ameriprise Financial
Abhishek Sharma

Abhishek Sharma

Regulatory Development Officer at Ameriprise Financial

About

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Manager

Suraj Bansal

Team Lead Compliance

Peers

Joe Anderson

Senior Investigator

Puneet Garg

Senior Manager, Investment Compliance And Trade Surveillance

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Timeline

Regulatory Development Officer
January 1, 2024 - present
Compliance Manager
2021
Group Lead
2019
Team Leader
February, 2016
Senior Compliance Specialist
2013
Compliance Associate
May, 2010

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