Joe Fleming

Joe Fleming possesses extensive experience in compliance roles within the financial sector, currently serving as the Chief Compliance Officer for Advice and Wealth Management at Ameriprise Financial. Previously, Joe held similar positions at RBC Wealth Management and Piper Jaffray. Additionally, Joe contributes to the academic community as an Adjunct Professor at the University of St. Thomas School of Law. Joe's educational background includes a Bachelor of Arts in Finance from the University of St. Thomas and a law degree from the University of Minnesota Law School, obtained between 1987 and 1990.