Prashant Gupta

Director - Middle Office, Info Management And Investor Services at Ameriprise Financial

Prashant Gupta is an experienced professional in the financial services industry, currently serving as Director of Middle Office, Information Management, and Investor Services at Ameriprise Financial Services, LLC since February 2017. In this role, Prashant manages middle office settlement and information management teams while leading regulatory and investor reporting initiatives across regions. Prior to this position, Prashant held roles including Senior Manager at Columbia Threadneedle Investments, where securities middle office and settlements functions were managed for global markets, and Associate Vice President at the Royal Bank of Scotland, focusing on fixed income settlements in EMEA and Asia. Earlier experience includes positions at Bank of America Merrill Lynch, Xchanging, and TCS, with a strong foundation in investment banking and fixed income operations. Prashant holds a PGDBA in Finance from Symbiosis Institute of Management Studies and a Bachelor of Applied Science in Mathematics and Statistics from Chhatrapati Shahu Ji Maharaj University.

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Ameriprise Financial

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Ameriprise Financial, Inc. is an American diversified financial services company. Ameriprise Financial engages in business through its subsidiaries, providing financial planning, products and services, including wealth management, asset management, insurance, annuities, and estate planning. Ameriprise has corporate locations throughout the U.S. and across the globe, and advisor offices in all 50 states.


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10,000+

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