Naomi Ackley Cscp

Naomi Ackley, CSCP has extensive work experience in compliance and operations management roles within the financial industry. From 2019 to present, they have served as the Chief Compliance Officer at Annex Wealth Management, overseeing regulatory compliance and supervising staff. Prior to that, they were the Chief Compliance Officer and Operations Manager at Midland Financial Advisors, Inc. from 2014 to 2019, where they were responsible for creating policies, ensuring regulatory compliance, and managing operational activities. From 2016 to 2019, they served on the Client Experience Panel (formerly known as Operations Panel) at TD Ameritrade Institutional. Naomi also has experience as an Office Manager at CedarPoint Investment Advisors, Inc. and as a Financial Administrator at Pervasive Health.

Naomi Ackley, CSCP, holds a Bachelor of Business Administration degree in Management from Northwood University, which they completed in 2012. Prior to that, they obtained an Associates of Applied Science degree in Management from the College of DuPage, where they studied from 2008 to 2010. Naomi also graduated from Kettle Moraine High School, earning their High School Diploma. In addition to their formal education, they have obtained various certifications, including the Certified Securities Compliance Professional (CSCP) from the University of St. Thomas School of Law in May 2023 and the Uniform Investment Adviser Law Exam - Series 65 from FINRA in April 2014.