Tim Richards is an experienced Chief Compliance Officer at Apella Capital, LLC, where they have worked since 2018. They previously held leadership roles at Millennium Bank as Chief Trust Officer, Community Capital Management as Chief Compliance Officer, and The Quaker Funds, Inc. as Chief Compliance Officer until 2017. With a solid educational background, Tim earned a JD and an LL.M. in Taxation from Golden Gate University, along with a BS in Business Administration (Finance) from the University of Nevada, Reno. Tim possesses strong skills in portfolio management, legal compliance, investment management, hedge funds, and securities within the financial services industry.
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