Dawn Ficklin is an experienced operations and compliance professional with a strong background in investment operations and financial services. Currently serving as Operations Control Manager at Apex Fintech Solutions since December 2016, Dawn previously held roles in regulatory compliance at HD Vest and as a Senior Investment Operations Accountant at Westwood Holdings Group, Inc. Earlier positions include Pricing Manager at Fidelity Investments, AVP of Securities Settlements at The Independent Bankers Bank, Senior Investment Operations Analyst at Ronald Blue & Co., Portfolio Accountant at Legacy Asset Management, and Fund Accountant at AIG. Dawn holds a Bachelor of Business Administration in Accounting from Prairie View A&M University.
Sign up to view 0 direct reports
Get started
This person is not in any teams