Jon Herrick

Jon Herrick currently serves as the Chief Compliance Officer at Aquarian Holdings, overseeing the firm's compliance program and ensuring adherence to regulatory requirements within a diversified global holding company. Previously, Jon held compliance consulting roles at Schonfeld and Nearwater Capital, managing complex compliance functions and programs. As the Chief Compliance Officer at Guggenheim Partners, Jon enhanced the compliance infrastructure for both broker-dealer services and transactional compliance, while prior positions included leadership roles in capital markets and legal departments at Intertrust Group, Morgan Stanley, and Commerzbank AG. Jon's educational background includes a Bachelor of Laws (LL.B.) and a Legal Practice Course from the University of Bristol.