Scott Gilleland

Scott Gilleland has a solid work experience spanning over several decades. Scott is currently working as a Compliance Specialist at Arkadios Capital since July 2021. Previously, they worked at Triad Advisors as a Trade Desk Manager from March 2019 to July 2021. In this role, they assisted Financial Professionals with order entry for various types of securities and managed order flow through a compliance engine. Scott also handled trade corrections and error account processing.

Before Triad Advisors, Scott served as the Chief Compliance Officer at FinTech Securities, LLC from September 2017 to March 2019. In this position, they were responsible for the Anti-Money Laundering program and performed due diligence on new account openings. Scott also maintained supervisory controls. Prior to this role, they were a Senior VP, Equity Trading at the same company from May 2006 to September 2017. Here, they managed equity and option order flow for institutional clients, maintained client relations, and participated in business development. Scott also ensured timely and accurate trade execution and reporting by utilizing streamlined trading solutions.

Scott's earliest work experience can be traced back to SunTrust Investment Services, where they worked as a Trader. Scott'sresponsibilities included entering equity, options, and fixed income trades in a high call volume environment. Scott also supervised the customer service desk for the proprietary mutual fund department and played a role in managing employee stock option plans and restricted stock liquidation.

Overall, Scott Gilleland's work experience showcases their expertise in compliance, trade desk management, equity trading, and customer service in the financial industry.

Scott Gilleland attended Appalachian State University from 1991 to 1995, where they earned a Bachelor's of Science in Business Administration with a focus on Finance, General.