Compliance and Risk Management Team

The Compliance and Risk Management Team at Ascensus ensures adherence to regulatory requirements across the retirement plan market while protecting the organization from financial, legal, and reputational risks. This team implements and oversees compliance programs, conducts risk assessments, and monitors for fraud and cyber threats, ensuring a secure and compliant environment for clients and stakeholders. Their diverse expertise in trust compliance, regulated entities, and information security enables them to proactively address challenges in the evolving financial landscape.