James V. (Jim) Collins, CAMS, currently serves as the Marketing and Product Compliance Officer at AssetMark, where responsibilities include overseeing marketing communications and ensuring sales compliance across various platforms. Previous experience includes roles as Director of Compliance for Charles Schwab, where guidance was provided to international businesses, and Chief Compliance Officer at COR Clearing LLC, managing compliance for multiple financial entities. Additional positions include Chief Compliance Officer for Wealth Management at First National Bank of Omaha and Senior Vice President at Citigroup, overseeing compliance testing and adherence to regulations. James V. Collins holds a Bachelor of Science degree in Finance/Economics from Fairleigh Dickinson University and has participated in a study abroad program at Wroxton College.
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