Tony Pecora

Tony Pecora is a seasoned compliance professional with extensive experience spanning over two decades in the financial services sector. Currently serving as Senior Vice President and Director of Compliance for Associated Investment Services since October 2015, Tony Pecora oversees the development and implementation of compliance policies and procedures. Previously, Tony held the position of SVP & Head of Compliance at Northern Trust Asset Management, managing compliance programs across various legal entities. Tony Pecora also led compliance efforts for ABN AMRO in the Americas and served as Chief Compliance & Anti-Money Laundering Officer for ABN AMRO Clearing Chicago LLC. Prior roles include Senior Vice President at Bank of America and Group SVP at LaSalle Bank/ABN AMRO. Early in his career, Tony worked as an Attorney-Adviser at the US Securities and Exchange Commission. Educational credentials include a JD with honors from DePaul University College of Law and a magna cum laude BSBA in Computer Information Systems from Bryant University.