Sue Mitchell

Compliance Consultant at Avalon Wealth Advisory

Sue Mitchell has extensive experience in compliance and regulatory matters, currently serving as the Director of Regulatory Compliance at Mitchell Compliance Consulting since June 2017 and as a Compliance Consultant at Avalon Wealth Advisory since January 2018. Previously, Sue Mitchell was the Vice President, Chief Compliance Officer, and Shareholder at Oxford Financial Group, Ltd. from March 1998 to June 2016. Sue Mitchell holds a Certified Financial Planner (CFP) designation from the College for Financial Planning, which was obtained between 1992 and 1994, with expertise in investments, insurance, retirement, taxes, estate planning, and regulatory compliance.

Location

Fishers, United States

Links

Previous companies


Org chart

This person is not in the org chart


Teams

This person is not in any teams


Offices


Avalon Wealth Advisory

Avalon Wealth Advisory is a financial planning firm focused on providing strategic, actionable insights to our clients through a coordinated approach designed to make their lives easier.