Victor Guadiana

Victor Guadiana is a seasoned compliance professional with extensive experience in the financial services industry. Currently serving as a Compliance Analyst at Cetera Financial Group since August 2024, Victor is responsible for reviewing marketing and advertising communications to ensure compliance with relevant laws and regulations. Prior to this role, Victor held the position of Compliance Consultant III at Avantax Wealth Management since December 2020 and worked at ISC Group, Inc. from August 2013 to December 2020, where Victor served as Compliance Officer, Compliance Analyst, and Trading Assistant. Earlier in Victor's career, experience includes roles as an Escrow Accounting Assistant at Lender Processing Services and an Operations Representative at Bank of America. Victor holds a Bachelor of Business Administration (BBA) in Business Administration and Management from Northwood University, completed in 2011.