Dianne C.

Branch Compliance Manager at Aviso Wealth

Dianne C. is a Branch Compliance Manager at Aviso Wealth, with previous experience in roles such as Vice President Marketing and Finance at Kkiko's Grill, Director at FDN Cadorna Inc, Compliance Specialist at IG Wealth Management, Investment Advisor at RBC, and Configuration and Asset Management Specialist at Great-West Life. Dianne has a degree in BSBA, Marketing from the Polytechnic University of the Philippines. Dianne's work involves ensuring compliance with regulatory requirements in the financial industry, managing client complaints, conducting branch examinations, and providing professional customer service.

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Previous companies

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Timeline

  • Branch Compliance Manager

    May, 2022 - present