Axos® Clearing, A Subsidiary of Axos Financial
Doug Carroll is an experienced operations manager currently serving as the Operations Manager for Dividends at Axos® Clearing, a subsidiary of Axos Financial, since February 2023. Prior to this role, Doug held the position of Senior Manager Customer Care at Toast from January 2022 to February 2023. Doug has a strong background in client services and strategy, demonstrated through the role of Director of Client Services and Strategy at Purposeful Wealth from March 2021 to February 2022. Previously, Doug served as the Director of Service Operations at Securities America Inc. from February 2016 to March 2021 and worked at TDAmeritrade as a Team Manager from February 2008 to February 2016.
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Axos® Clearing, A Subsidiary of Axos Financial
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Axos Clearing LLC, formerly COR Clearing LLC, is a full-service clearing firm focused on the success of our introducing broker-dealer and registered investment advisor correspondents. For more than 15 years we’ve been providing flexible clearing solutions focused on empowering our correspondents to grow their businesses.