Michael P. Scaplen

Michael P. Scaplen has a strong background in sales and relationship management within the financial industry. Michael P. has served as the Senior Vice President of Sales and Relationship Management at Axos Clearing, a subsidiary of Axos Financial, since 2015. Prior to that, Michael worked as a Managing Director of Sales at Electronic Transaction Clearing, Inc from 2014 to 2015. Michael P. also held the role of Vice President of Clearing Sales at Southwest Securities, Inc from 2012 to 2013. Before entering the financial industry, Michael had experience as a Business Development Manager at Penson Financial Services from 2005 to 2012. Michael P. started their career as an Account Manager and Sales Representative at Autolog Auto Transport from 2004 to 2005. Additionally, Michael worked as a Relationship Manager in the iClearing Division at Datek Online Holdings Corp from 2000 to 2003. Currently, they serve as a member of the Board of Directors for the STANY- Security Traders Association of New York, starting in 2022.

Michael P. Scaplen completed their Bachelor's Degree in Public Relations at Ramapo College of New Jersey from 1994 to 1998. Prior to that, they attended Monmouth Regional High School from 1990 to 1994, focusing on college preparation. In addition to their formal education, Michael has obtained several certifications from FINRA, including the Limited Representative-Equity Trader Exam, the Registered Options Principal Exam, the General Securities Principal Exam, the Uniform Securities Agent State Law Exam, and the General Securities Representative Exam. These certifications were obtained in 2006.