Shawn Kinsella

Shawn Kinsella has a comprehensive work history in the financial industry. Shawn is currently serving as the Chief Compliance Officer at Axos® Clearing, a subsidiary of Axos Financial, since March 2022. Before that, they worked at Advisor Group as a Compliance Officer for Regulatory Testing from November 2020 to March 2022. Prior to that, Shawn had a long tenure at Securities America Inc. where they held various roles including First Vice President of Risk Management, Director of Risk Management, Senior Branch Auditor, Branch Auditor, Registered Investment Advisor Compliance Analyst II, and Compensation Research Specialist. Shawn worked at Securities America Inc. from May 2010 to November 2020.

Shawn Kinsella obtained their Bachelor of Science degree in Accounting from Iowa State University, where they studied from 2004 to 2008. In addition to their degree, they also hold several certifications. In October 2014, Shawn obtained the Series 66 certification from FINRA. Prior to that, in October 2012, they obtained the Series 24 certification. Furthermore, in February 2012, they obtained the Series 7 certification, all from the same institution, FINRA.