Axos Clearing LLC, formerly COR Clearing LLC, is a full-service clearing firm focused on the success of our introducing broker-dealer and registered investment advisor correspondents. For more than 15 years we’ve been providing flexible clearing solutions focused on empowering our correspondents to grow their businesses.

Business Development

Axos® Clearing, A Subsidiary of Axos Financial

Axos® Clearing, A Subsidiary of Axos Financial's headquarters in Omaha, NE, United States

This department manages client services and oversees operational governance and risk control.

Client Operations

The Operations Team at Axos Clearing is responsible for overseeing and ensuring the smooth execution of key operational functions, including clearing services, alternative investments, account transfers, and overall service and operations management. This team focuses on providing flexible, efficient solutions to empower introducing broker-dealers and registered investment advisor correspondents to grow their businesses effectively.

Operations Team

This department focuses on identifying, assessing, and mitigating potential risks to the organization while ensuring effective financial planning and analysis.

Risk Management

The Product Management team at Axos Clearing is responsible for developing and executing product strategies that drive innovation and efficiency for clearing solutions. They work closely with broker-dealer and investment advisor correspondents to understand their needs, oversee product lifecycle management, and ensure the company’s offerings empower these correspondents to grow their businesses effectively.

Product Management

This department focuses on the creation and management of new products and innovations to drive business growth.

Product Development

This department oversees regulatory adherence and ensures that organizational practices meet legal and ethical standards.

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Other teams

Operations Team

Risk Management

Product Management

Product Development

Compliance Department