Connie Chan

Connie Chan has extensive experience in audit and compliance roles within the banking and financial services industry. Connie currently holds the position of Vice President and Auditor-in-charge of AML Compliance Audit at Bank of China. Prior to this, they served as Vice President, Consent Order Validation and also worked as a Project Manager and Auditor-in-Charge for Consent Order Validation at the same company. Before joining Bank of China, Connie worked as a Senior Internal Audit Consultant at David Landau & Associates, LLC (DLA). Connie also held the position of Senior Audit Manager, Operations at HSBC, where they were responsible for managing audit engagements and assessing control effectiveness. Connie's previous positions include roles at Ivory Systems - HSBC, Chinatown Cardiology, Experis - JP Morgan Chase, and Citigroup, where they gained experience in financial crime compliance, cardiology, audit, and risk review. Connie has a strong background in AML compliance, internal audit, and risk management.

Connie Chan has a Bachelor of Business Administration (BBA) degree in Accounting from Pace University - Lubin School of Business. Connie also has a Certificate in Echocardiography from Sanford Brown Institute, which they obtained from 2010 to 2012. In addition, they hold a Certification in IT Auditing from New York University, which they obtained from 2009 to 2010.

Connie Chan has obtained the Certified Anti-Money Laundering Specialist (CAMS) certification from the Association of Certified Anti-Money Laundering Specialists in 2015. Connie is also a Certified Internal Auditor (CIA), certified by The Institute of Internal Auditors Inc. in December 2002.