Since the day we opened our doors in Cedar Rapids, Iowa, our financial professionals have been our top priority. We’re owned and managed by people who know what it’s like to be in the field, working hard to grow a business. Even today, CEO Tom Berthel still maintains his personal clients. For over 35 years we’ve offered a wide array of investment products and back-office support to provide outstanding service to our financial professionals.

Today, as a top financial services firm, we support a diverse array of investment specialties and skills. With our investment products and advisory services, you will have all the tools and programs available to meet the needs of your clients. We’re constantly adapting to the ever-changing industry, but our philosophy of providing financial professionals with the support and resources necessary for their business to succeed will never change.

"Berthel Fisher Companies"​ is a trade name owned by the parent company, Berthel Fisher & Company, an Iowa corporation. It refers to Berthel Fisher & Company and its several subsidiaries. The parent company and its subsidiaries are each separate, independent legal entities.

Berthel Fisher & Company Financial Services, Inc. Member FINRA/SIPC; Securities Management & Research, Inc. Member FINRA/SIPC; BFC Planning, Inc. Registered SEC Investment Advisory Firm; BFC Insurance, Inc. Licensed Insurance Firm
www.berthel.com/disclosures - www.finra.org - www.sipc.org

Insurance

Investment Management

Berthel Fisher Companies

Andrew J. Christofferson

Rachael Morrison

Brittany Noethen

Paige Swartzendruber

Joanna Schaul

Shelley R. Davenport

Paige N. Swartzendruber

Kim Chapman

Joanna M. Schaul

Brittany M. Noethen

Brian M. Rupp

The Finance and Compliance Team at Berthel Fisher Companies ensures financial accuracy and regulatory adherence within the firm. This team oversees financial management and planning, enforces compliance with industry regulations, manages legal and regulatory matters, and supports financial professionals with back-office operations. Their roles are crucial in maintaining the integrity and stability of the company’s financial practices and ensuring that all actions comply with legal standards.

Finance and Compliance Team

Leadership Team

Administrative and Support Team

Finance and Compliance Team

About

Team members

Other teams at Berthel Fisher Companies

Leadership Team

Administrative and Support Team