Since the day we opened our doors in Cedar Rapids, Iowa, our financial professionals have been our top priority. We’re owned and managed by people who know what it’s like to be in the field, working hard to grow a business. Even today, CEO Tom Berthel still maintains his personal clients. For over 35 years we’ve offered a wide array of investment products and back-office support to provide outstanding service to our financial professionals.

Today, as a top financial services firm, we support a diverse array of investment specialties and skills. With our investment products and advisory services, you will have all the tools and programs available to meet the needs of your clients. We’re constantly adapting to the ever-changing industry, but our philosophy of providing financial professionals with the support and resources necessary for their business to succeed will never change.

"Berthel Fisher Companies"​ is a trade name owned by the parent company, Berthel Fisher & Company, an Iowa corporation. It refers to Berthel Fisher & Company and its several subsidiaries. The parent company and its subsidiaries are each separate, independent legal entities.

Berthel Fisher & Company Financial Services, Inc. Member FINRA/SIPC; Securities Management & Research, Inc. Member FINRA/SIPC; BFC Planning, Inc. Registered SEC Investment Advisory Firm; BFC Insurance, Inc. Licensed Insurance Firm
www.berthel.com/disclosures - www.finra.org - www.sipc.org

Insurance

Investment Management

Berthel Fisher Companies

Andrew J. Christofferson

Rachael Morrison

Brittany Noethen

Paige Swartzendruber

Joanna Schaul

Shelley R. Davenport

Paige N. Swartzendruber

Kim Chapman

Joanna M. Schaul

Brittany M. Noethen

Brian M. Rupp

The Leadership Team at Berthel Fisher Companies is responsible for establishing and executing the strategic direction of the firm to ensure growth and success in the financial industry. This team oversees various critical functions including finance, technology, compliance, business development, legal and regulatory matters, administration, and client services, ensuring alignment with the company’s philosophy of providing exceptional support and resources to financial professionals. Through collaborative decision-making and strategic oversight, the Leadership Team drives the company’s mission to adapt and thrive in an ever-changing industry landscape.

Leadership Team

Finance and Compliance Team

Administrative and Support Team

Leadership Team

About

Team members

Other teams at Berthel Fisher Companies

Finance and Compliance Team

Administrative and Support Team