Brian Woldow

Brian Woldow is the Chief Compliance Officer at Betterment. Brian has over 15 years of experience in compliance and operational risk management. Prior to joining Betterment, Brian was a Managing Director & Compliance and Operational Risk Executive at Bank of America Merrill Lynch, where they led the Compliance and Operational Risk team supporting the Global Wealth and Investment Management Operations Department and Broker-Dealer governance. Brian has also served as an Associate at O'Melveny & Myers LLP and as an Attorney in the Office of General Counsel, Regulatory Policy & Oversight at the Financial Industry Regulatory Authority (FINRA). Brian is a graduate of Columbia Law School.

Brian Woldow has a Master of Laws from Boston University School of Law in Banking and Financial Services, a Doctor of Law from American University Washington College of Law, and a Bachelor of Arts in Economics & Business from Lafayette College. Brian also has certification from FINRA in SIE, Series 7 & Series 24.

Some of their coworkers include Raoul Bhavnani - Chief Communications Officer, Seth Rosenbloom - General Counsel, and Kim Rosenblum - CMO. and Dave Dyk - VP, Risk & Information Security reports to Brian Woldow. Brian Woldow reports to Sarah Kirshbaum Levy, CEO.