Compliance and Legal Team

The Compliance and Legal Team at Betterment is responsible for ensuring that the company's investment and retirement solutions adhere to all regulatory requirements and legal standards. They work to mitigate risks, oversee compliance with financial regulations, and provide guidance on legal matters, particularly in the 401(k) domain. By collaborating closely with various departments, this team safeguards Betterment's integrity and reputation while supporting its mission to empower customers in managing their finances.