Salvatore Traina

Salvatore Traina currently serves as Compliance Manager at Betterment, overseeing the electronic communications surveillance program and guiding updates to the company's code of ethics. Responsibilities include reviewing outside business activities, personal trading, and conflicts of interest, as well as assisting with regulatory requests and audits. Previously, Traina was Associate Principal Investigator at FINRA, where examinations were led into potential misconduct in the securities industry, and investigative reports were authored. Traina's earlier experience also includes data analysis roles at J.F. Kiely Construction Company and various financial research initiatives during academic tenure at Loyola University Maryland, where a Bachelor of Business Administration in Finance and Information Systems was earned.