Brett Cook

Brett Cook is a high-performing FINRA-registered compliance leader with over 20 years of experience in the financial services industry, currently serving as Principal for Global Client & Business Operations and Legal & Compliance at Blue Owl Capital since March 2022. Cook's expertise encompasses various specialties, including ERISA/DOL, SEC, Investment Company/Advisers Acts, FINRA, risk assessment, and monitoring programs, along with extensive knowledge of retirement services and diverse investment vehicles. Previous roles include Principal Compliance Advisor at TIAA and Nuveen, as well as Vice President, Compliance Manager at JPMorgan Chase, where marketing and advertising compliance was a primary focus. Additional experience includes positions at MassMutual Financial Group, UnitedHealth Group, and WellPoint. Brett Cook holds a Bachelor of Arts in English - Communications from Western New England University and completed preparatory education at Wilbraham & Monson Academy.