BOX Exchange LLC (“BOX” or “the Exchange”) is a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934. The Exchange is owned by a consortium of firms and was launched in 2012. The Exchange currently oversees one facility, the BOX Options Market LLC (“BOX Options”), an equity options market with both electronic and floor-based trading. BOX Exchange is responsible for regulating and monitoring activities on any of its facilities to ensure compliance with Exchange rules and federal securities laws.

Trading & Exchanges

BOX Exchange LLC

Tony Mccormick

Deneen A. Sherman

Lisa J. Fall

Rich Hadley

Richard Hadley

Marguerite Donovan

Jamie Alano

Bruce Goodhue

The Legal and Regulatory team at BOX Exchange LLC oversees compliance with federal securities laws and Exchange rules, provides legal guidance, ensures corporate governance practices are followed, and manages regulatory interactions. They work to maintain the integrity of the Exchange by monitoring and enforcing regulations, advising on legal matters, and ensuring that all activities within BOX Options Market LLC adhere to applicable laws and standards.

Legal and Regulatory

Analyst Team

Leadership Team

Legal and Regulatory

About

Team members

Other teams at BOX Exchange LLC

Analyst Team

Leadership Team