CL King is a leading women-owned securities firm and is WBENC-certified.

Since our founding in 1972, CL King has evolved from an equity boutique to a full-service investment bank. Our focus on debt and equity capital markets remains the core of our robust platform supported by a well-respected research, sales, trading and clearing operation. When combined with our strong capital base, we are an active securities underwriter. We co-manage bond offerings, IPOs, follow-ons, secondaries, convertibles, and preferreds. In addition, we transact directly in the capital markets on behalf of corporations through our Corporate Services business focused on share repurchase and continuous share offerings ("ATMs"​).

Member of FINRA and SIPC.

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Investment Management

C.L. King & Associates

C.L. King & Associates' headquarters in Albany, NY, United States

Candace King Weir

Mitch Meisler

Tim Long

Peter Reed

Steven Zoric

Richard Gimon

The Leadership Team at C.L. King & Associates is responsible for guiding the strategic direction of the company, ensuring compliance with regulatory standards, and overseeing operations across divisions like institutional sales, equity research, and trading. The team members leverage their extensive expertise to manage capital market activities, underwrite securities, and execute corporate services, thus maintaining the firm's position as a leading full-service investment bank.

Leadership Team

The Equity Research & Trading team at C.L. King & Associates provides in-depth analysis and insights on various equities, assisting clients with informed investment decisions. They actively trade securities on behalf of institutional clients, ensuring optimal execution and liquidity. The team also supports the firm's capital markets activities, including IPOs, secondary offerings, and other equity transactions.

Equity Research & Trading

The Investment Banking team at C.L. King & Associates is responsible for providing a wide range of financial advisory services, including underwriting and managing debt and equity offerings such as IPOs, bond offerings, and follow-ons. They work with corporations to directly transact in capital markets, aiding in share repurchases and continuous share offerings. Comprising roles such as Investment Banking Associates and Analysts, the team supports clients with mergers and acquisitions, strategic advisory, capital raising, and valuation services, leveraging C.L. King’s strong capital base and robust market expertise.

Investment Banking

The Sales and Equity Team at C.L. King & Associates specializes in fostering relationships with institutional clients, executing equity trades, and providing comprehensive market insights. This team collaborates with research analysts to deliver informed recommendations and strategies, while also supporting various equity offerings such as IPOs, follow-ons, and secondary issuances. They play a pivotal role in the firm's capital markets activities by facilitating transactions and offering tailored services to meet clients' investment needs.

C.L. King & Associates

Org chart

Teams

Leadership Team

Equity Research & Trading

Investment Banking

Sales and Equity Team

Offices

C.L. King & Associates

Org chart

Teams

Leadership Team

Equity Research & Trading

Investment Banking

Sales and Equity Team

Offices

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