Susana Vasquez Franco

Compliance Analyst - Surveillance at Cadaret Grant

Susana Vasquez Franco is a seasoned compliance and financial analyst with extensive experience in regulatory compliance, due diligence, and fraud analysis across various financial institutions. Currently serving as a Compliance Analyst - Surveillance at Cadaret Grant since May 2022, Susana previously held roles such as KYC Analyst at BBVA, where responsibilities included managing onboarding processes and conducting thorough risk reviews. Prior experiences encompass conducting fraud reviews for the Paycheck Protection Program at Guidehouse, fraud detection monitoring at E*TRADE, and regulatory data analysis at the Federal Reserve Bank of New York. Susana's career began at BNY Mellon, where roles included Senior Financial Analyst in both Corporate Treasury and Investment Management, enriching expertise in liquidity stress testing and investment alternatives. Academic credentials include a BBA in International Business Administration from Queens College and studies in International Business at Universidad Pontificia Bolivariana.

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Cadaret Grant

As one of the largest privately owned independent broker/dealers, Cadaret Grant gives financial advisers the freedom to build practices based on honesty, integrity, class and independent thinking. We serve over 900 entrepreneurial-spirited financial advisers nationwide and provide them with the support and resources they need to develop lasting client relationships. At Cadaret Grant, our business philosophy is best summed up in two words: independent thinking.


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