Joel Pangborn Esq., Cams, Crcp

Joel Pangborn, Esq., CAMS, CRCP has a diverse work experience in the financial industry. Joel is currently serving as the Chief Compliance Officer, North America at Campbell Lutyens. Prior to this, Joel worked at Berenberg Capital Markets as the Head of Compliance, Investment Banking and also held the position of VP Compliance. Joel also worked at SEB as a Compliance and Legal Analyst / Compliance Officer. Joel began their career at Fidelity Investments as a Financial Representative/Trader.

Joel Pangborn, Esq., CAMS, CRCP pursued their education at various institutions. Joel earned a Doctor of Law (JD) degree from New York Law School from 2010 to 2013. Prior to that, they obtained a Bachelor of Science (BS) in Economics and a Bachelor of Arts (B.A.) in International Relations and Affairs from Florida State University, where they studied from 2005 to 2007.

In addition to their academic achievements, Joel Pangborn holds several professional certifications. Joel obtained the Certified Anti-Money Laundering Specialist (CAMS) certification from ACAMS in June 2017. Furthermore, they acquired the Certified Regulatory and Compliance Professional (CRCP) accreditation from FINRA in December 2022. Joel also holds the Series 24 - General Securities Principal certification, which they received from the Financial Industry Regulatory Authority (FINRA) in August 2016.

Joel Pangborn is a member of the New Jersey State Bar and the New York State Bar. Joel is also certified as a Uniform Securities Agent (Series 63), General Securities Representative (Series 7), and Operations Professional (Series 99) by FINRA. Moreover, they have membership with the United States District Court for the District of New Jersey.