Cape Securities, Inc
Lester Hochler has worked as the Chief Compliance Officer at Cape Securities, Inc since 2016. Prior to that, they worked at FINRA where they served as an Associate Principal Examiner from October 2005 to December 2015.
Lester Hochler holds a Bachelor of Business Administration (BBA) degree in Accounting from Baruch College. Lester also has additional certifications, including the Series 24 and Series 7, obtained from the Financial Industry Regulatory Authority (FINRA).
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Cape Securities, Inc
Established in 1976, Cape Securities, Inc. has upheld a long tradition of integrity and client service. We are a national boutique investment management and financial planning firm with the capabilities of a major Wall Street firm. Cape is a privately held firm, answering only to our clients. Our unbiased approach is to select the best in class investment products from the leading providers. Cape provides you access to a broad platform of investment solutions, advisory services, insurance planning and cash management. Every client is a unique relationship, and we stand ready to address your concerns with professional service and expertise.