Lester Hochler

Lester Hochler has worked as the Chief Compliance Officer at Cape Securities, Inc since 2016. Prior to that, they worked at FINRA where they served as an Associate Principal Examiner from October 2005 to December 2015.

Lester Hochler holds a Bachelor of Business Administration (BBA) degree in Accounting from Baruch College. Lester also has additional certifications, including the Series 24 and Series 7, obtained from the Financial Industry Regulatory Authority (FINRA).