Michael Brophy is an experienced Chief Compliance Officer who has worked in various investment management companies, overseeing compliance programs, risk assessment, regulatory filings, and monitoring changes to securities laws. Michael has also held positions such as Senior Compliance Officer and Compliance Consultant, contributing to the development and maintenance of compliance programs. Michael holds a Doctor of Law degree from Widener University Schools of Law and a Bachelor of Science in Finance from the University of Scranton.
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