David E. Link is a seasoned compliance leader in the financial services and insurance industry with extensive experience in supervisory development, risk management, and regulatory compliance. Currently, they serve as Senior Manager of Supervisory Development and Quality Assurance at Charles Schwab, where they lead initiatives to enhance supervisory effectiveness and compliance training. Previously, they held various leadership roles at MassMutual, Prudential Financial, and Wachovia Corp, and have been a FINRA arbitrator since 2004. David began their career as a Senior Account Executive at Charles Schwab and holds Associate's degrees in Marketing and Business Administration from Nassau Community College and Seminole State College of Florida.
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